Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Howard Pollard is a financial advisor who has been active in the industry since August 2012. Joseph is currently registered with Saratoga Research & Investment Management in Saratoga, CA and previously worked with RAYMOND JAMES & ASSOCIATES, INC. and MORGAN KEEGAN & COMPANY, INC.. Joseph holds the Series 65 and Series 79 licenses. He is a Chartered Financial Analyst and specializes in providing financial planning, portfolio management, and securities research for individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
12/20/2013 - Present
Saratoga Research & Investment Management (SARATOGA CA)
NY
08/28/2012 - 08/21/2013
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
09/13/2011 - 12/31/2012
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
IA
Issued 12/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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