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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Cater is an investment advisor representative with Frost Investment Services. Joseph has over 30 years of experience in the financial services industry. Joseph is registered with the state of Texas to provide investment advisory services and has earned several licenses and certifications. Joseph has a strong background in providing portfolio management services for individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
07/02/2024 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
09/21/2022 - 06/18/2024
VICTORY CAPITAL SERVICES, INC. (San Antonio TX)
TX
06/16/2022 - 09/12/2022
CHARLES SCHWAB & CO., INC. (San Antonio TX)
TX
02/22/2022 - 09/12/2022
TD AMERITRADE, INC. (SAN ANTONIO TX)
TX
03/09/2020 - 01/03/2022
CUSO FINANCIAL SERVICES, L.P. (San Antonio TX)
TX
11/11/2015 - 03/12/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
TX
08/16/2005 - 11/10/2015
CETERA INVESTMENT SERVICES LLC (SAN ANTONIO TX)
TX
11/21/2002 - 08/17/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
MA
10/02/2000 - 10/22/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/04/1997 - 09/14/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/13/1991 - 08/08/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/18/1989 - 03/29/1990
J. W. GANT & ASSOCIATES, INC.
IA
Issued 03/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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