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Joseph Hon Yu

Jane Street Options, LLC

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About Joseph Hon Yu

Joseph Hon Yu is a financial professional with over 18 years of experience in the financial services industry. Currently, Joseph Hon Yu is registered with Jane Street Options, LLC and Jane Street Capital, LLC. Joseph Hon Yu has passed the Series 3, 7, 55, 57TO and SIE exams.

Firm Information

Joseph Yu is currently registered with Jane Street Options, LLC. Jane Street Options, LLC is a Limited Liability Company formed on December 14, 2004. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Yu’s Registration & Firm History

NY

10/20/2016 - Present

Jane Street Options, LLC (New York NY)

NY

11/05/2013 - 06/30/2016

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

MN

02/18/2010 - 11/08/2013

CITIGROUP DERIVATIVES MARKETS INC. (MINNETONKA MN)

NY

10/04/2005 - 10/04/2012

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/31/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/24/2005

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Hon Yu.
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