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Joseph Thomas Hage

Citigroup Global Markets Inc.

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About Joseph Thomas Hage

Joseph Hage has been in the financial services industry since 1986. Joseph Hage is currently registered with Citigroup Global Markets Inc. Previously, Joseph Hage was registered with CETERA INVESTMENT SERVICES LLC and BB&T INVESTMENT SERVICES, INC. Joseph Hage has a wide range of experience in the financial services industry, including investment advisory, and portfolio management. Joseph Hage is a principal registered representative in multiple states.

Firm Information

Joseph Hage is currently registered with Citigroup Global Markets Inc.. CITIGROUP GLOBAL MARKETS INC. is a corporation formed on 1998-10-15, with its main office located in NEW YORK, NY, United States. The firm provides advisory services including asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for businesses and individuals. They are registered with the SEC and in 53 states. They manage more than $50 billion in assets and their services are offered to individuals, corporations, charitable organizations, pension and profit sharing plans, state or municipal government entities, and high net worth individuals.
Citigroup Global Markets Inc.

Citi Wealth Management, Sales

Coral Springs, FL 33065

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Hage’s Registration & Firm History

FL

03/14/2017 - Present

Citigroup Global Markets Inc. (Coral Springs FL)

FL

01/09/2017 - 03/01/2017

CETERA INVESTMENT SERVICES LLC (FORT LAUDERDALE FL)

FL

12/09/2009 - 01/05/2017

BB&T INVESTMENT SERVICES, INC. (CORAL SPRINGS FL)

FL

05/29/2007 - 12/17/2009

CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)

FL

01/09/1996 - 05/29/2007

CITICORP INVESTMENT SERVICES (MIAMI FL)

WA

09/14/1994 - 12/12/1995

SIERRA INVESTMENT SERVICES CORPORATION (SEATTLE WA)

NC

06/21/1994 - 08/24/1994

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

AR

10/01/1993 - 05/24/1994

STEPHENS INC. (LITTLE ROCK AR)

ME

03/08/1993 - 09/07/1993

FUNDS DISTRIBUTOR, INC. (PORTLAND ME)

CA

06/29/1989 - 08/31/1993

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

WA

10/10/1992 - 02/04/1993

SIERRA INVESTMENT SERVICES CORPORATION (SEATTLE WA)

NA

03/09/1988 - 07/20/1989

GRIFFIN FINANCIAL SERVICES

NA

04/29/1987 - 02/13/1988

PAMCO SECURITIES AND INSURANCE SERVICES

NA

03/12/1986 - 06/09/1987

EQUICO SECURITIES, INC.

NA

03/12/1986 - 06/02/1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BOTH

Issued 6/1/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/13/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/2/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 8/22/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/22/1988

Series 24 - General Securities Principal Examination

BC

Issued 12/8/1987

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

BC

Issued 3/11/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Thomas Hage.
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