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Joseph Herron

Empower Advisory Group, LLC

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About Joseph Herron

Joseph Herron is an investment advisor representative with Empower Advisory Group, LLC, based in Greenwood Village, Colorado. Joseph has been in the financial services industry since 2006. Joseph has a strong background in financial planning and portfolio management for individuals. Joseph is registered in 52 states and the District of Columbia. Joseph is also a Certified Financial Planner. Prior to joining Empower Advisory Group, LLC, Joseph worked at Harbour Investments, Inc. and Transamerica Investors Securities Corporation.

Firm Information

Joseph Herron is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Herron’s Registration & Firm History

CO

04/14/2022 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

WI

02/10/2021 - 04/13/2021

HARBOUR INVESTMENTS, INC. (MENOMONEE FALLS WI)

NY

01/08/2018 - 02/11/2021

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

CO

12/06/2007 - 01/03/2018

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

WI

09/29/2006 - 11/12/2007

THRIVENT INVESTMENT MANAGEMENT INC. (RACINE WI)

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Licenses & Designations

IA

Issued 09/02/2016

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 10/18/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Herron.
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