Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Harold Gieker is a financial advisor with over 23 years of experience in the industry. Joseph currently works for Wells Fargo Clearing Services, LLC in St. Louis, Missouri. Prior to his current role, Joseph has worked for other reputable firms including WELLS FARGO SECURITIES, LLC, WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, QUEST CAPITAL STRATEGIES, INC., SMITH BARNEY INC., and LEHMAN BROTHERS INC. Joseph holds several licenses and designations including Series 65, Series 63, Series 24, Series 99TO, SIE, Series 3, Series 31, and Series 7. Joseph specializes in a variety of investment services including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/14/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
12/17/2015 - 08/21/2019
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
09/04/2008 - 04/01/2015
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
NC
07/01/2003 - 07/02/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
09/20/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CA
05/20/1996 - 12/31/1998
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
07/31/1993 - 08/23/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
03/25/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2013
Series 24 - General Securities Principal Examination
BC
Issued 11/04/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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