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Joseph H Pedo

Great Point Capital LLC

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About Joseph H Pedo

Joseph H. Pedo is a financial advisor with Great Point Capital LLC, a firm based in Chicago, Illinois. Joseph has over 20 years of experience in the financial industry. Joseph has a Series 7, 63, 55, 6, 57TO and SIE licenses and has held past positions at firms such as HOLD BROTHERS CAPITAL LLC and T3 TRADING GROUP, LLC.

Firm Information

Joseph Pedo is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Pedo’s Registration & Firm History

IL

04/25/2017 - Present

Great Point Capital LLC (CHICAGO IL)

NY

08/19/2015 - 04/05/2017

HOLD BROTHERS CAPITAL LLC (NEW YORK NY)

NY

11/07/2014 - 08/13/2015

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

04/25/2011 - 11/07/2014

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

NY

06/11/2012 - 10/22/2012

SMF TRADING, INC. (NEW YORK NY)

NY

06/29/2006 - 02/27/2007

DIMENSION BROKERAGE, LLC (NEW YORK NY)

NY

04/20/2005 - 06/05/2006

CENTURION SECURITIES L.L.C. (NEW YORK NY)

IL

03/03/2003 - 01/13/2005

ASSENT LLC (BOLINGBROOK IL)

NY

11/13/2002 - 03/03/2003

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

10/03/2001 - 11/13/2002

ICAP/INVESTMENT SERVICES AND TRADING, LLC (HAVERSTRAW NY)

NY

11/19/1999 - 09/17/2001

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

MA

09/16/1996 - 11/05/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

09/16/1996 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 05/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/06/2000

Series 7 - General Securities Representative Examination

BC

Issued 09/13/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Joseph H Pedo.
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