Unclaimed
Joseph Connelly is a financial professional with over 25 years of experience in the financial services industry. Joseph currently works as a registered representative at TP Icap Global Markets Americas LLC, and previously worked at ICAP Securities USA LLC and Garban LLC. Joseph holds the Series 72 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/01/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
11/18/1997 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NY
05/23/1996 - 06/13/1997
EURO BROKERS MAXCOR INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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