Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sainato is a financial advisor with Spartan Capital Securities, LLC, a broker-dealer registered with the Securities and Exchange Commission (SEC). Joseph is registered with FINRA and holds Series 7TO, Series 63, and SIE licenses. Joseph is registered in 22 states and has been in the industry since April 23, 2024. Joseph is located at the Spartan Capital Securities, LLC branch office in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/24/2024 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
BC
Issued 06/21/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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