linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Gustav Yurgec

Independent Financial Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Gustav Yurgec

Joseph Gustav Yurgec is a financial professional with over 40 years of experience in the industry. Joseph is a Registered Representative and Investment Advisor Representative with Independent Financial Group, LLC. Joseph has held various positions at several firms, including NPB Financial Group, LLC, LPL Financial LLC, Associated Securities Corp, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Joseph is licensed to conduct business in nine states, including Arizona, California, Florida, Kansas, New Mexico, Texas, Virginia, and Washington. Joseph is also a Chartered Financial Consultant.

Firm Information

Joseph Yurgec is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Yurgec’s Registration & Firm History

AZ

07/15/2022 - Present

Independent Financial Group, LLC (TUCSON AZ)

AZ

09/05/2013 - 07/15/2022

NPB FINANCIAL GROUP, LLC (TUCSON AZ)

AZ

09/08/2009 - 09/30/2013

LPL FINANCIAL LLC (TUCSON AZ)

AZ

12/04/1998 - 09/08/2009

ASSOCIATED SECURITIES CORP. (TUCSON AZ)

AZ

11/04/1992 - 01/25/1999

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

CO

03/31/1992 - 11/04/1992

CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)

AZ

06/18/1989 - 04/01/1992

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NA

10/11/1984 - 06/18/1989

SOUTHMARK FINANCIAL SERVICES, INC.

NA

05/24/1982 - 08/24/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Not sure if Joseph Gustav Yurgec is right for you?

Licenses & Designations

IA

Issued 09/28/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/28/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/03/1986

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Gustav Yurgec.
Not sure if Joseph Gustav Yurgec is right for you?