Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Grimaldi is a financial professional with over 6 years of experience in the securities industry. Joseph is currently registered with Vanderbilt Securities, LLC, a firm that provides investment banking and brokerage services. Prior to joining Vanderbilt Securities, LLC, Joseph was associated with REGULUS ADVISORS, LLC and METLIFE SECURITIES INC. Joseph holds Series 7, Series 63, and SIE licenses and is currently registered in Arizona, Connecticut, Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/11/2020 - Present
Vanderbilt Securities, LLC (SAINT JAMES NY)
NY
09/14/2015 - 05/11/2020
REGULUS ADVISORS, LLC (Coram NY)
NY
05/17/2014 - 09/22/2015
METLIFE SECURITIES INC. (HAUPPAUGE NY)
BC
Issued 08/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Grimaldi is the right advisor for you? Invested Better is here to help.
