Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Giordano is a financial professional with over a decade of experience in the securities industry. Currently, Joseph is registered with TD Securities (usa) LLC in New York, NY. Joseph previously held positions at Cowen and Company and Cowen Securities LLC. Joseph holds the Series 7, Series 63, Series 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
05/17/2013 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
07/25/2011 - 05/31/2013
COWEN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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