Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Kelly is an investment advisor representative registered with Fidelity Personal and Workplace Advisors. Joseph has over 30 years of experience in the financial services industry. Joseph has experience working with individuals and families, high-net-worth individuals, corporations, charitable organizations, and retirement plans. Joseph is committed to providing personalized financial advice and guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/17/2020 - Present
Fidelity Personal AND Workplace Advisors (SAN DIEGO CA)
CA
08/19/2009 - 11/08/2010
MONARCH BAY ASSOCIATES, LLC (IRVINE CA)
NY
07/02/2001 - 03/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/09/2001 - 07/17/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/05/1997 - 01/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/18/1989 - 11/07/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/12/1988 - 12/21/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/10/1987 - 06/21/1988
GNA SECURITIES, INC.
BC
Issued 03/14/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1989
Series 3 - National Commodity Futures Examination
BC
Issued 08/07/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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