Unclaimed
Joseph Schaefer is a registered representative with Pruco Securities, LLC and has been in the industry since April 2009. Joseph Schaefer has Series 66, Series 7 and SIE licenses. Joseph Schaefer is currently registered in 12 states including Florida, Texas, Colorado, Georgia, Illinois, Louisiana, Minnesota, New Mexico, New York, Pennsylvania, and holds both Broker-Dealer and Investment Advisor registrations. Joseph Schaefer is currently employed by Pruco Securities, LLC in New Port Richey, Florida, and also has an office in Tampa, Florida. Previously, Joseph Schaefer was employed by Waddell & Reed in Maitland, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
FL
10/13/2016 - Present
Pruco Securities, LLC (New Port Richey FL)
FL
04/17/2009 - 07/30/2014
WADDELL & REED (MAITLAND FL)
BOTH
Issued 05/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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