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Joseph Gerard Sofo

Virtu Americas LLC

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About Joseph Gerard Sofo

Joseph Gerard Sofo has been in the industry since 2000. Joseph is currently employed by Virtu Americas LLC, located in Short Hills, New Jersey. Prior to joining Virtu Americas LLC, Joseph was employed by VIRTU FINANCIAL CAPITAL MARKETS LLC, GETCO EXECUTION SERVICES LLC, OCTEG, LLC, GETCO SECURITIES, LLC, and BANC OF AMERICA SPECIALIST, INC.. Joseph holds the Series 7, Series 24, Series 14A, Series 99TO and SIE licenses.

Firm Information

Joseph Sofo is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Sofo’s Registration & Firm History

NJ

07/01/2013 - Present

Virtu Americas LLC (Short Hills NJ)

NY

10/11/2017 - 06/04/2018

VIRTU FINANCIAL CAPITAL MARKETS LLC (New York NY)

NY

01/03/2012 - 06/11/2014

GETCO EXECUTION SERVICES LLC (NEW YORK NY)

NY

01/03/2012 - 06/11/2014

OCTEG, LLC (NEW YORK NY)

NY

01/03/2012 - 09/26/2013

GETCO SECURITIES, LLC (NEW YORK NY)

NY

10/01/2000 - 12/23/2011

BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/30/2011

Series 24 - General Securities Principal Examination

BC

Issued 04/26/2006

Series 14A - Compliance Official Specialist Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Gerard Sofo.
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