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Joseph Gerard Cronin

Capital Client Group, Inc.

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About Joseph Gerard Cronin

Joseph Cronin is an investment advisor representative with Capital Client Group, Inc., in Los Angeles, California. Joseph Cronin has 34 years of experience in the financial services industry. Joseph Cronin has passed the Series 6, 7, 26, 63, and 65 exams. Joseph Cronin is registered with the state of California. In addition to Capital Client Group, Inc., Joseph Cronin has previously worked at Franklin/Templeton Distributors, Inc., A.S.A. Investment Company, MRM Securities, Inc., The Equitable Life Assurance Society of the United States, and Equico Securities, Inc.

Firm Information

Joseph Cronin is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Joseph Cronin’s Registration & Firm History

CA

06/17/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

09/11/1990 - 07/07/2000

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

AZ

05/31/1989 - 05/10/1990

A.S.A. INVESTMENT COMPANY (TUCSON AZ)

IL

11/09/1988 - 06/09/1989

MRM SECURITIES, INC. (OAK BROOK IL)

NA

03/09/1988 - 09/20/1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

NA

03/08/1988 - 09/20/1988

EQUICO SECURITIES, INC.

NA

10/05/1987 - 03/17/1988

MRM SECURITIES, INC.

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Licenses & Designations

IA

Issued 06/15/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

BC

Issued 10/02/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Gerard Cronin.
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