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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Gerald Prokop is a financial advisor who has been in the industry since 2004. Joseph is currently registered with Cambridge Investment Research Advisors, Inc. and has a current registration with the state of Kansas. Joseph has experience providing advisory services to individuals, corporations, and pension plans. Joseph offers a range of services including financial planning, portfolio management, and educational seminars. Joseph also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
02/18/2015 - Present
Cambridge Investment Research Advisors, Inc. (TOPEKA KS)
KS
06/18/2012 - 12/31/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (TOPEKA KS)
KS
12/18/2009 - 06/19/2012
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
KS
07/05/2004 - 09/10/2007
AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MN
07/05/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/04/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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