Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph George Stassi is a financial advisor at LPL Financial LLC. Joseph has been in the industry since November 16, 1994. Joseph has a broad background in the financial services industry, having worked at multiple firms throughout his career. He is a registered representative in 10 states and is also registered as an investment advisor representative in Texas. Joseph is passionate about helping clients achieve their financial goals, and he takes a personalized approach to each client’s needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/15/2023 - Present
LPL Financial LLC (SUGAR LAND TX)
TX
09/28/2012 - 05/15/2023
SIGMA FINANCIAL CORPORATION (Sugar Land TX)
TX
09/10/2010 - 09/28/2012
WFG INVESTMENTS, INC. (SUGAR LAND TX)
TX
10/05/2009 - 09/14/2010
AMERIPRISE FINANCIAL SERVICES, INC. (SUGAR LAND TX)
TX
08/10/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SUGAR LAND TX)
TX
04/02/2007 - 08/14/2007
MORGAN STANLEY & CO., INCORPORATED (HOUSTON TX)
TX
01/07/2005 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
NY
10/28/1997 - 01/13/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
01/01/1994 - 12/11/1996
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 11/03/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2003
Series 3 - National Commodity Futures Examination
BC
Issued 05/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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