Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sacco has been an active registered representative in the financial services industry since 1987. He currently works at Raymond James & Associates, Inc., where he has been since 2011. Previously, Joseph held positions at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, and Thomson McKinnon Securities Inc. Joseph's areas of expertise include investment advisory services, portfolio management for individuals and businesses, and financial planning. Joseph is registered in the following states: California, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Wisconsin. Joseph has passed several industry examinations, including Series 3, 7, 9, 10, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/05/2011 - Present
Raymond James & Associates, Inc. (Hallandale Beach FL)
FL
06/01/2009 - 10/14/2011
MORGAN STANLEY SMITH BARNEY (AVENTURA FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AVENTURA FL)
FL
07/06/2000 - 04/02/2007
MORGAN STANLEY DW INC. (AVENTURA FL)
NY
09/15/1989 - 07/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/24/1987 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 04/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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