Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Peck is a financial advisor with over 5 years of experience in the industry. Joseph currently works for BOK Financial Securities, Inc., a firm with over 80 licensed agents and 151 Investment Advisor Representatives. Joseph has experience in providing a variety of financial services to individuals and businesses, including financial planning, portfolio management, and education seminars. Joseph is licensed in 14 states and holds the Series 7, 66, and SIE licenses. Joseph has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
05/15/2024 - Present
BOK Financial Securities, Inc. (Phoenix AZ)
UT
05/23/2022 - 05/16/2024
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
AZ
10/03/2019 - 04/07/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRESCOTT AZ)
BOTH
Issued 12/02/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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