Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph George Lananna is a financial advisor with over 40 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC and has been working with them since 2009. Joseph has a broad range of experience in the financial services industry, having previously worked at other well-known firms like First Union Capital Markets Corp., Paine Webber Incorporated, Prudential Securities Incorporated, and Thomson McKinnon Securities Inc. Joseph holds several industry certifications, including Series 3, 7, 9, 10, 15, 63 and 65. Joseph is also registered as a registered representative in numerous states and is able to offer a wide variety of services including investment advisory, financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/20/2017 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
NC
08/06/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
03/10/1994 - 08/20/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/25/1989 - 02/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/19/1983 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 11/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1985
Series 5 - Interest Rate Options Examination
BC
Issued 11/15/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 01/20/1984
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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