Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Genovese has over 24 years of experience in the financial services industry. Joseph is currently registered with Wells Fargo Securities, LLC and is a Series 3, Series 4, Series 7, Series 24 and SIE licensed professional. Joseph has previously worked with COWEN AND COMPANY, DEUTSCHE BANK SECURITIES INC., CREDIT SUISSE FIRST BOSTON LLC, BEAR, STEARNS & CO. INC., and SMITH BARNEY INC. Joseph is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/11/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
07/29/2020 - 07/10/2023
COWEN AND COMPANY (Garden City NY)
NY
08/05/2004 - 12/24/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/13/2000 - 07/30/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
06/20/1997 - 04/19/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/26/1995 - 06/27/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 05/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2013
Series 4 - Registered Options Principal Examination
BC
Issued 09/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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