Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Gary Smith is a financial advisor with over 20 years of experience in the industry. Joseph is currently registered with LPL Financial LLC and Horizon Wealth Management, LLC. Joseph has a strong track record of providing financial advice to individuals, families, and businesses. Joseph has expertise in a wide range of financial planning services, including retirement planning, investment management, and insurance. Joseph is also a Certified Financial Planner. Joseph has experience working with clients of all ages and income levels. Joseph is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
09/17/2015 - Present
LPL Financial LLC (NEW ALBANY IN)
KY
12/17/2009 - 02/17/2012
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
KY
11/13/2009 - 12/17/2009
PNC INVESTMENTS (LOUISVILLE KY)
KY
12/06/2004 - 11/13/2009
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
IL
08/12/2002 - 12/08/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
KY
10/25/2001 - 07/16/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
OH
05/20/1999 - 11/06/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
06/08/1998 - 11/06/2001
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IA
Issued 07/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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