Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Gallagher is a financial advisor with LPL Financial LLC. Joseph has over 20 years of experience in the financial industry and is registered to offer securities in Massachusetts and South Carolina. Joseph specializes in providing financial planning, portfolio management, and consulting services for individuals, corporations, and charitable organizations. Joseph holds Series 6, 63, 99TO and SIE licenses. Prior to joining LPL Financial LLC, Joseph worked at JOHN HANCOCK DISTRIBUTORS LLC, NYLIFE DISTRIBUTORS LLC, NYLIFE SECURITIES INC., INVESCO SERVICES, INC., and PUTNAM RETAIL MANAGEMENT, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/16/2023 - Present
LPL Financial LLC (FORT MILL SC)
MA
04/14/2015 - 11/30/2022
JOHN HANCOCK DISTRIBUTORS LLC (Weymouth MA)
MA
06/15/2004 - 04/15/2015
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
NY
12/20/2003 - 06/15/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
GA
08/23/2001 - 12/31/2002
INVESCO SERVICES, INC. (ATLANTA GA)
MA
02/26/1999 - 05/15/2000
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
BC
Issued 09/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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