Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph French is a financial advisor with Carty & Company, Inc. in Memphis, TN. Joseph has been in the securities industry since 1994. Joseph has held positions at several firms, including FTN Financial Securities Corp, J.J.B. Hilliard, W.L. Lyons, Inc., First Tennessee Securities Corp., and Duncan-Williams, Inc. Joseph is registered to sell securities in 15 states, including California, Colorado, Connecticut, and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
04/29/2019 - Present
Carty & Company, Inc. (MEMPHIS TN)
TN
07/03/2002 - 04/05/2019
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
KY
03/19/2001 - 07/16/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
TN
03/05/2001 - 03/23/2001
FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)
TN
01/13/1995 - 01/31/1996
CARTY & COMPANY, INC. (MEMPHIS TN)
NA
05/08/1990 - 01/30/1991
FIRST FUNDS, INC.
TN
12/06/1988 - 12/21/1989
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
NA
06/13/1988 - 12/08/1988
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NC
11/18/1987 - 06/06/1988
INTERSTATE SECURITIES CORPORATION (CHARLOTTE NC)
TN
02/01/1985 - 10/20/1987
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
BC
Issued 02/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/08/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/30/1985
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph French is the right advisor for you? Invested Better is here to help.
