Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Frederick Thompson is a financial advisor who has been working in the financial services industry since 1993. He is currently registered as an Investment Advisor Representative with Cetera Investment Advisers LLC in St. Louis, Missouri. Joseph has previously worked with Walnut Street Securities, Inc. and Guardian Investor Services Corporation. Joseph specializes in providing financial planning and portfolio management for individuals and businesses. He has been involved in several other businesses, including Thompson Financial, a Fixed Insurance business, and KPI Metrics, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
06/29/2023 - Present
Cetera Investment Advisers LLC (ST LOUIS MO)
MO
03/13/1997 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ST LOUIS MO)
NY
11/17/1995 - 03/17/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CA
10/29/1993 - 11/08/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 01/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Thompson is the right advisor for you? Invested Better is here to help.
