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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Auday is a financial advisor with Steelpeak Wealth, LLC. Joseph has been a registered investment advisor for over a decade, holding Series 6, 7, 24, 63 and 66 licenses. Joseph has a strong background in providing financial planning services to individuals, high-net-worth individuals, corporations, businesses, trusts, estates and retirement plans. Joseph's expertise includes providing financial advice for a range of financial needs including retirement planning, college savings, investment management, and estate planning. Joseph has also been involved in real estate, providing financial advice to his mother. Joseph is based in Beverly Hills, California and also has a branch office in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/20/2015 - Present
Steelpeak Wealth, LLC (BEVERLY HILLS CA)
CA
09/17/2012 - 11/11/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA MONICA CA)
CA
06/23/2008 - 09/21/2012
SAGEPOINT FINANCIAL, INC. (SANTA MONICA CA)
BOTH
Issued 06/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/11/2014
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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