Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Palena is a financial professional with over 30 years of experience. Joseph is a Registered Representative and Investment Advisor Representative for D.a. Davidson & Co. Joseph has held prior positions at Raymond James Financial Services, Inc., Sunset Financial Services, Inc., PNMR Securities, Inc., A. G. Edwards & Sons, Inc., Hammerbeck and Company, Inc., Safeco Securities, Inc. and Great Republic Securities Corp. Joseph holds the following licenses and certifications: Series 63, Series 65, Series 7, Series 24, Series 51, SIE. Joseph is a Chartered Financial Consultant. Joseph specializes in retirement planning, investment management, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
10/05/2022 - Present
D.a. Davidson & Co. (Vancouver WA)
WA
04/24/2000 - 10/12/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (VANCOUVER WA)
MO
11/24/1992 - 04/24/2000
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MA
08/13/1991 - 12/01/1992
PNMR SECURITIES, INC. (BOSTON MA)
MO
07/19/1983 - 08/12/1991
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NA
06/30/1983 - 08/15/1983
A. G. EDWARDS & SONS, INC.
NA
03/16/1981 - 07/01/1983
HAMMERBECK AND COMPANY, INC.
NA
08/24/1976 - 05/01/1981
SAFECO SECURITIES, INC.
NA
03/01/1971 - 09/23/1976
SUNSET FINANCIAL SERVICES, INC.
NA
07/30/1970 - 03/19/1971
GREAT REPUBLIC SECURITIES CORP
IA
Issued 01/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/24/1970
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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