Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Scavo is a financial professional with over 30 years of experience in the industry. Joseph is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Joseph also has previous experience with other firms including J.P. Morgan Securities LLC and UBS Financial Services Inc. Joseph specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/18/2021 - Present
Wells Fargo Advisors Financial Network, LLC (NEW YORK NY)
NY
10/03/2013 - 06/19/2014
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
09/27/2013 - 06/19/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/05/2007 - 01/24/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
PR
12/05/2007 - 01/24/2013
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
NJ
12/05/2007 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NY
06/04/2001 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
01/22/1998 - 04/03/2001
UBS WARBURG LLC (NEW YORK NY)
NY
10/04/1996 - 01/09/1998
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NJ
04/16/1990 - 12/19/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/24/1989 - 03/19/1990
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/25/1990
Series 14 - Compliance Officer Examination
BC
Issued 01/26/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/20/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1991
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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