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Joseph Frank Persichetti

Citizens Securities, Inc.

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About Joseph Frank Persichetti

Joseph F. Persichetti is a financial advisor with Citizens Securities, Inc. based in Brooklyn, NY. Joseph is registered with the Financial Industry Regulatory Authority (FINRA) as well as in 10 states. Joseph has worked in the financial services industry since 1995. Citizens Securities, Inc. has approximately $1 billion - $10 billion in assets under management. They have over 53,000 clients. Joseph has an active FINRA broker check profile.

Firm Information

Joseph Persichetti is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Persichetti’s Registration & Firm History

NY

09/27/2023 - Present

Citizens Securities, Inc. (BROOKLYN NY)

NY

07/13/2020 - 08/17/2022

CETERA INVESTMENT SERVICES LLC (BROOKLYN NY)

NY

02/01/2013 - 07/10/2020

HSBC SECURITIES (USA) INC. (BROOKLYN NY)

NY

12/02/2011 - 01/28/2013

CAPITAL ONE INVESTMENT SERVICES LLC (BROOKLYN NY)

NY

02/15/2005 - 11/29/2011

HSBC SECURITIES (USA) INC. (BROOKLYN NY)

MA

12/19/1995 - 02/11/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/19/1995 - 02/11/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/29/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/26/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/12/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/18/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Frank Persichetti.
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