Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lauzon is an active financial advisor who has been in the industry since 1997. Joseph currently works for LPL Financial LLC, where they hold Series 7 and Series 63 securities licenses, as well as Series 65 for investment advisory. Joseph is registered in 13 states: Alaska, Arizona, California, Maryland, Minnesota, Nevada, New Mexico, North Carolina, Oregon, Texas, and Washington. Prior to joining LPL Financial, Joseph worked at Wachovia Securities, LLC, Prudential Securities Incorporated, and UBS Paine Webber Inc. Joseph's specializations include financial planning, pension consulting, and portfolio management for both individuals and businesses. They are also registered to provide educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/26/2022 - Present
LPL Financial LLC (CLOVIS CA)
CA
07/01/2003 - 11/13/2006
WACHOVIA SECURITIES, LLC (FRESNO CA)
NY
07/12/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/23/1999 - 07/29/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 07/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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