Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Jacques is a financial professional with over 20 years of experience in the industry. Joseph is currently registered with Btig, LLC and holds several licenses and designations including Series 4, 7, 9, 10, 24, 63, 79TO, 99TO, and SIE. Joseph has previously worked with BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., and Banc of America Securities LLC. Joseph is licensed in multiple states including California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/22/2021 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
03/16/2018 - 12/04/2020
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
CA
08/19/2008 - 07/19/2018
BNP PARIBAS PRIME BROKERAGE, INC. (SAN FRANCISCO CA)
CA
06/22/1999 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 07/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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