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Joseph Frank Fulco

SG Americas Securities, LLC

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About Joseph Frank Fulco

Joseph Fulco is a financial professional with over 20 years of experience in the securities industry. Joseph is currently registered with SG Americas Securities, LLC. Joseph has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Access Financial Group, Inc. and Biltmore Securities, Inc. Joseph holds the Series 7, Series 63, Series 57TO, and SIE licenses.

Firm Information

Joseph Fulco is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Fulco’s Registration & Firm History

NY

09/21/2010 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

03/22/1999 - 08/22/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IL

05/08/1997 - 07/17/1997

ACCESS FINANCIAL GROUP, INC. (CHICAGO IL)

FL

05/16/1996 - 02/03/1997

BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)

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Licenses & Designations

BC

Issued 05/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Frank Fulco.
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