Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Frank Ferraro is a registered representative with Pgim Investments LLC. Joseph has been in the financial services industry since June 18, 2000. Joseph is registered with FINRA and the state of New Jersey. Joseph is also an Investment Advisor Representative and is registered with the state of New Jersey. The individual is a Registered Representative of the firm since April 17, 2007, and the firm has been in operation since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
04/17/2007 - Present
Pgim Investments LLC (NEWARK NJ)
NY
11/30/2006 - 03/22/2007
RYAN BECK & CO. (NEW YORK NY)
NJ
06/16/2004 - 11/20/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
06/28/2002 - 06/04/2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NJ
08/30/2000 - 11/20/2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
04/20/2000 - 07/31/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/20/2000 - 07/31/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/10/1998 - 03/11/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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