Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Derosa is an investment advisor representative registered in Connecticut and is currently employed with USI Advisors. Joseph has been in the financial industry since 1999 and holds Series 6, 7, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Seminars and consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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05/17/2010 - Present
USI Advisors ( )
CT
06/16/2010 - 09/16/2022
USI SECURITIES, INC. (GLASTONBURY CT)
NY
01/02/2000 - 05/03/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 07/14/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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