Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Clites is a registered investment advisor representative associated with CWM, LLC DBA CARSON PARTNERS and has been in the industry since 2004. Joseph is licensed in Nebraska. Joseph has a variety of experience in the industry having worked with Pacific Select Distributors, LLC, AXA ADVISORS, LLC, SECURITIES AMERICA, INC. and PIONEER FUNDS DISTRIBUTOR, INC. Joseph has passed the Uniform Combined State Law Examination, General Securities Principal Examination, General Securities Representative Examination, Securities Industry Essentials Examination, General Securities Representative Examination and Investment Company Products/Variable Contracts Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
09/07/2023 - Present
CWM, LLC (Omaha NE)
NE
06/28/2013 - 11/03/2020
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
NE
06/03/2010 - 03/13/2013
AXA ADVISORS, LLC (OMAHA NE)
NE
11/04/2003 - 04/01/2010
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
06/13/2000 - 12/04/2002
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BOTH
Issued 08/31/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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