Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Francis Sparacio is a financial advisor with over 30 years of experience in the financial services industry. Joseph has held various positions at several firms, including MML Investors Services, LLC, PRUCO Securities, LLC, and The Prudential Insurance Company of America. Joseph is currently a registered representative with Equity Services, Inc., where he provides financial planning and portfolio management services. Joseph holds a number of professional licenses and certifications, including the Series 7, Series 6, Series 26, Series 51, Series 52, Series 53, and Series 63 exams. Joseph is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
08/14/2024 - Present
Equity Services, Inc. (SOUTHLAKE TX)
AZ
06/02/2005 - 06/29/2023
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
NJ
08/23/1990 - 05/17/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
08/23/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 04/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/06/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/14/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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