Unclaimed
Joseph Francis Quinn is a financial professional with over 9 years of experience in the industry. He is currently registered with Piper Sandler & Co. and has been with the firm since January 8, 2024. Prior to this role, Joseph held positions at Keybanc Capital Markets Inc., Wells Fargo Securities, LLC, and Jefferies LLC in Charlotte, North Carolina. Joseph holds FINRA Series 63, 79, and SIE licenses. Joseph specializes in providing portfolio management services for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/08/2024 - Present
Piper Sandler & Co. (CHARLOTTE NC)
NC
05/27/2021 - 11/27/2023
KEYBANC CAPITAL MARKETS INC. (CHARLOTTE NC)
NC
09/15/2016 - 04/21/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
09/06/2014 - 09/14/2016
JEFFERIES LLC (CHARLOTTE NC)
BC
Issued 09/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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