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Joseph Francis Mangold

Garden State Securities, Inc.

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About Joseph Francis Mangold

Joseph Mangold is a financial professional with over 30 years of experience in the securities industry. Joseph has a Series 6 and Series 63 license, and he is registered with Garden State Securities, Inc. Joseph has a strong understanding of investment products and services, and he is committed to providing his clients with personalized financial advice. He has held previous positions with LPL Financial LLC, Financial Network Investment Corporation, BCG Securities, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States.

Firm Information

Joseph Mangold is currently registered with Garden State Securities, Inc.. Garden State Securities, Inc. is a Corporation that was formed on March 1, 1980. They are registered with the SEC and have a presence in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Mangold’s Registration & Firm History

NJ

08/15/2013 - Present

Garden State Securities, Inc. (MARLTON NJ)

NJ

09/18/2012 - 07/30/2013

LPL FINANCIAL LLC (VENTNOR CITY NJ)

NJ

09/10/2010 - 09/18/2012

FINANCIAL NETWORK INVESTMENT CORPORATION (MT LAUREL NJ)

NJ

08/08/2003 - 09/09/2010

BCG SECURITIES, INC. (VOORHEES NJ)

NY

10/21/1981 - 11/15/1999

AXA ADVISORS, LLC (NEW YORK NY)

NY

10/21/1981 - 11/15/1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/28/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joseph Francis Mangold. Review regulatory record here.
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