Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Francis Gerdes has over 25 years of experience in the financial services industry, specializing in providing investment advice and financial planning services. Joseph is currently registered with Ameriprise Financial Services, LLC and American Enterprise Investment Services Inc., both of which are well-established firms known for their commitment to client satisfaction and ethical practices. With a strong background in investment management and a dedication to client success, Joseph is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/28/2024 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
TX
07/01/2021 - 04/16/2024
ETC BROKERAGE SERVICES, LLC (DALLAS TX)
PA
04/15/2019 - 07/02/2021
VANGUARD MARKETING CORPORATION (MALVERN PA)
VA
09/13/2016 - 04/05/2019
FOLIO INVESTMENTS, INC. (MCLEAN VA)
NY
12/11/2014 - 08/19/2016
SAFRA SECURITIES LLC (NEW YORK NY)
NJ
07/01/2009 - 12/09/2014
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
04/28/2009 - 12/09/2014
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
04/02/2007 - 04/27/2009
MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)
NY
05/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
07/26/2005 - 04/11/2006
JEFFERIES & COMPANY, INC. (JERSEY CITY NJ)
NY
07/13/2004 - 08/02/2005
JULIUS BAER SECURITIES INC. (NEW YORK NY)
CT
07/22/2002 - 07/19/2004
UST SECURITIES CORP. (STAMFORD CT)
TX
06/03/1996 - 06/20/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 07/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/16/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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