Unclaimed
Joseph Gengo has been in the financial services industry since 1995. Currently, Joseph is registered with Pimco Investments LLC in Newport Beach, CA. Prior to that, Joseph worked at Allianz Global Investors Distributors LLC in New York, NY and Chatfield Dean & Co., Inc. in Greenwood Village, CO. Joseph holds the Series 65, 63, 24, 7, and SIE licenses and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/14/2011 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
NY
01/22/1996 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CO
08/16/1994 - 02/06/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 11/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Gengo is the right advisor for you? Invested Better is here to help.