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Joseph Francis Gengo

Pimco Investments LLC

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About Joseph Francis Gengo

Joseph Gengo has been in the financial services industry since 1995. Currently, Joseph is registered with Pimco Investments LLC in Newport Beach, CA. Prior to that, Joseph worked at Allianz Global Investors Distributors LLC in New York, NY and Chatfield Dean & Co., Inc. in Greenwood Village, CO. Joseph holds the Series 65, 63, 24, 7, and SIE licenses and is registered in multiple states.

Firm Information

Joseph Gengo is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Gengo’s Registration & Firm History

CA

02/14/2011 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

NY

01/22/1996 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

CO

08/16/1994 - 02/06/1995

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

IA

Issued 11/19/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Francis Gengo. Review regulatory record here.
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