Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Flannery is a financial advisor with Raymond James & Associates, Inc. located in Allentown, PA. Joseph has over 16 years of experience in the financial industry, and is registered with the Securities and Exchange Commission (SEC) and FINRA. He is also registered to provide investment advice in Florida, Georgia, New Jersey, New York, Pennsylvania, and Virginia. Joseph has earned his Series 7, Series 63, Series 65, and Series 7TO licenses and his SIE designation. Joseph is a board member of the Sancon Valley Country Club. He is a dedicated and experienced financial advisor who is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/06/2024 - Present
Raymond James & Associates, Inc. (ALLENTOWN PA)
NY
08/10/2007 - 02/19/2010
G-TRADE SERVICES LLC (NEW YORK NY)
BC
Issued 04/19/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/23/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/10/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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