Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Francis Ferencik is a financial advisor registered with Fidelity Brokerage Services LLC, in the state of New York. He has over 30 years of experience in the industry, having started in 1990. Joseph has held prior registrations with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Everen Securities, Inc., Dean Witter Reynolds Inc., Equico Securities, Inc., The Equitable Life Assurance Society of the United States, Woodmere Securities, Inc., and again with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Joseph has a number of industry certifications, including Series 7, 10, 9, 14, 24, and 63. He is a general securities principal and has experience in a variety of areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/13/2018 - Present
Fidelity Brokerage Services LLC (ROSLYN NY)
NY
03/07/1996 - 07/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
07/18/1994 - 11/29/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
04/24/1993 - 07/05/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/24/1990 - 04/28/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/24/1990 - 04/28/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
04/27/1985 - 06/24/1985
WOODMERE SECURITIES, INC.
NA
02/23/1984 - 01/03/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/1995
Series 14 - Compliance Officer Examination
BC
Issued 12/23/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/03/1990
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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