Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Francis Egan is a registered representative with Morgan Stanley. Joseph Egan has been in the securities industry for over 40 years and has experience in various areas including portfolio management, financial planning, and pension consulting. Joseph Egan is registered with the Securities and Exchange Commission (SEC) and FINRA. He has Series 3, 7, 9, 10, 63 and 65 licenses and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
02/18/2010 - Present
Morgan Stanley (Lake Forest IL)
IL
02/27/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAKE FOREST IL)
IL
11/18/1994 - 03/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAKE FOREST IL)
NY
07/31/1993 - 11/03/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/22/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/19/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Egan is the right advisor for you? Invested Better is here to help.
