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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Bruno is a financial advisor with Wells Fargo Clearing Services, LLC. Joseph has been in the financial services industry since 1996 and holds the Series 7, Series 63 and Series 65 securities licenses. Joseph is registered in 24 states and the District of Columbia, and is a registered Investment Advisor in New Jersey and Texas. Joseph has specialized in investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for businesses and individuals. Joseph has been affiliated with Wells Fargo since 2009. Prior to that, Joseph was employed by Citigroup Global Markets Inc and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/24/2019 - Present
Wells Fargo Clearing Services, LLC (SUMMIT NJ)
NY
06/01/2009 - 09/14/2009
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
05/30/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 10/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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