Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Forstbauer is a financial professional with over a decade of experience in the industry. He currently works at Stonex Financial Inc. where he provides financial services to clients in several states. Before joining Stonex Financial Inc., Joseph worked at Stonex Outsourced Services LLC, DASH FINANCIAL TECHNOLOGIES LLC, and CONVERGEX EXECUTION SOLUTIONS LLC. Joseph holds several licenses and certifications, including Series 7, Series 24, Series 4, and Series 63. He is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/03/2020 - Present
Stonex Financial Inc. (Dallas TX)
TX
10/26/2023 - 04/30/2024
STONEX OUTSOURCED SERVICES LLC (DALLAS TX)
NY
03/01/2017 - 01/13/2020
DASH FINANCIAL TECHNOLOGIES LLC (New York NY)
NY
06/09/2010 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
BC
Issued 08/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/26/2020
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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