Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Flynn is a registered representative with Compass Point Research & Trading, LLC. He is licensed to provide securities services in District of Columbia and New York. Joseph has been active in the financial services industry since 2018. He holds a Series 7, Series 86, Series 87, and Series 63 licenses. Prior to joining Compass Point, Joseph worked at CANACCORD GENUITY LLC and CRAIG-HALLUM CAPITAL GROUP LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
05/04/2022 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
NY
07/15/2021 - 09/13/2021
CANACCORD GENUITY LLC (NEW YORK NY)
MN
09/20/2018 - 07/06/2020
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
BC
Issued 09/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/11/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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