Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Fewsmith Lord is a financial advisor in the financial services industry for over 30 years. Joseph has a strong background in investment advising and securities brokerage. Joseph has been registered with Stifel, Nicolaus & Company, Inc. since August 2018, and prior to that was with Raymond James & Associates, Inc. and Deutsche Bank Securities Inc. Joseph holds licenses for Series 63, 65 and 7 exams, and is registered to provide investment advisory services in Georgia, New York and Texas. Joseph has experience working with high net worth individuals, pension and profit-sharing plans, corporations and other businesses, individuals other than high-net-worth, charitable organizations, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2022 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
09/06/2016 - 09/05/2018
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
03/26/2012 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 03/29/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/21/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/03/2003 - 02/20/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
07/17/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
01/06/2000 - 08/20/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NJ
01/18/1996 - 01/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
01/28/1995 - 01/18/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/22/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
09/19/1989 - 04/29/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 06/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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