Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Fernandes is an active investment advisor representative and general securities representative with Planmember Securities Corp. in Red Bank, NJ. Joseph has been in the industry since February 11, 1998. He holds the Series 7, 9, 10, 63 and 65 licenses, and has been registered with various firms in the past, including GWN Securities Inc., American Portfolios Financial Services, Inc., Royal Alliance Associates, Inc., Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, RBC Dain Rauscher Inc., Tucker Anthony Incorporated, and Gibraltar Securities Co. Joseph specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, pension and profit-sharing plans, charitable organizations, and corporations. Joseph Fernandes is also owner/agent at The 401K Group LLC, providing investment related insurance and securities sales & services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/04/2024 - Present
Planmember Securities Corp. (OVIEDO FL)
NJ
05/22/2015 - 12/31/2023
GWN SECURITIES INC. (ISELIN NJ)
NJ
04/02/2012 - 05/22/2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (SHREWSBURY NJ)
NJ
02/17/2010 - 03/30/2012
ROYAL ALLIANCE ASSOCIATES, INC. (COLTS NECK NJ)
NJ
02/20/2009 - 08/06/2009
RAYMOND JAMES & ASSOCIATES, INC. (RED BANK NJ)
NJ
05/04/2007 - 03/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NJ
02/21/2006 - 05/18/2007
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
MD
11/27/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
03/09/2002 - 12/09/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
02/24/1998 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NY
04/28/1997 - 11/24/1997
KIRLIN SECURITIES INC. (SYOSSET NY)
IA
Issued 09/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/06/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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