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Joseph Favarolo

TP Icap Global Markets Americas LLC

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About Joseph Favarolo

Joseph Favarolo is a financial professional with over a decade of experience in the industry. Joseph is currently registered with TP Icap Global Markets Americas LLC and has previously held positions at Tullett Prebon Financial Services LLC, ICAP Securities USA LLC, ICAP Corporates LLC, and BrokerTec Americas LLC. Joseph holds Series 7, Series 99TO and SIE licenses and is also licensed in New York.

Firm Information

Joseph Favarolo is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Favarolo’s Registration & Firm History

NY

11/05/2018 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

06/07/2019 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

11/13/2018 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

05/07/2014 - 01/04/2017

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

04/01/2014 - 01/04/2017

ICAP CORPORATES LLC (NEW YORK NY)

NY

05/07/2014 - 12/21/2016

BROKERTEC AMERICAS LLC (NEW YORK NY)

NY

11/02/2009 - 11/26/2012

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/04/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Favarolo.
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