Unclaimed
Joseph Favarolo is a financial professional with over a decade of experience in the industry. Joseph is currently registered with TP Icap Global Markets Americas LLC and has previously held positions at Tullett Prebon Financial Services LLC, ICAP Securities USA LLC, ICAP Corporates LLC, and BrokerTec Americas LLC. Joseph holds Series 7, Series 99TO and SIE licenses and is also licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/05/2018 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/07/2019 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
11/13/2018 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
05/07/2014 - 01/04/2017
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
04/01/2014 - 01/04/2017
ICAP CORPORATES LLC (NEW YORK NY)
NY
05/07/2014 - 12/21/2016
BROKERTEC AMERICAS LLC (NEW YORK NY)
NY
11/02/2009 - 11/26/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 01/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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